Services provided by Rick as an advisory representative of Lincoln Financial Securities:
Services provided by Strategic Wealth Planners
Strategic Wealth Planners, LLC specializes in Wealth Management and Risk Management for High Net Worth Individuals, Business Owners, Physicians, and Professional Athletes. We have both a broad and deep understanding of the challenges, tax issues and long-term objectives surrounding them. We strive to provide strategic review, analysis, recommendations and excellent service. Financial Planning is offered through advisory representatives of Lincoln Financial Securities.
Strategic Wealth Planners, LLC is a privately-owned and operated financial services firm obligated to no one except our clients. With a vision for the future we coordinate with our clients legal & accounting teams and advocate for our clients by exhausting all available resources. Our investment and advisory services are offered through representatives of Lincoln Financial Securities, an independent broker-dealer. We are well positioned in the investment and insurance marketplace with solid relationships with industry leading companies. We are unique in our approach and style. If you are used to the large brokerage firms, working with us will be a refreshing experience.
INDEPENDENT COMPANY/INDEPENDENT BROKER VS. CAPTIVE COMPANY/AGENT
Captive Company: The advisor or firm is obligated or required to place business through certain channels that may not be best for you the client. The advisor or firm is usually financially supported by a large company with stipulations:
- Captive company can prohibit cross-selling limiting options for the client
- Captive companies may push certain products over others
- Does not have quotas to meet
- Can objectively compare prices, products, services